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51	EXHIBIT 5 Proposed new language is underlined; proposed deletions are in [brackets]. *** CHAPTER III. RULES OF FAIR PRACTICE * Rule 3.21. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-05 11:21:22** Investment Stock market Futures contract Derivative Day trading Financial instrument Foreign exchange market Commodity broker Financial economics Financial markets Finance
52	September 18, 2014 VIA E-MAIL Kevin M. O’Neill Deputy Secretary Securities and Exchange Commission 100 F Street, N.E. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-23 10:06:04 Commodities market Financial markets United States securities law Futures contract Commodity broker NYSE Euronext NYSE Arca Commodity Futures Trading Commission New York Stock Exchange Financial economics Investment Finance
53	DIRK KEMPTHORNE GAVIN M. GEE GOVERNOR Add to Reading List Source URL: www.finance.idaho.gov Language: English - Date: 2014-08-28 14:29:47 Finance Financial system Fixed income market Broker-dealer Registered representative Securities Exchange Act Commodity Futures Modernization Act Net capital rule Financial economics Financial services United States securities law
54	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]September 19, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendme Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-22 07:34:32 Financial markets Commodities market Futures contract Commodity broker Commodity Futures Trading Commission Futures exchange Margin Commodity pool Exchange-traded fund Financial economics Finance Investment
55	NOA\URA Nomura Global Financial Products, Inc. Angie Kama Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-12 09:48:16 Stock market Financial markets Securities Industry and Financial Markets Association Over-the-counter U.S. Securities and Exchange Commission Commodity Futures Trading Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Security Broker-dealer Financial economics Investment Finance
56	Interim Final Rule: Retail Foreign Exchange Transactions Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2011-08-22 17:55:35 Financial economics Finance Foreign exchange companies Spot market Net capital rule Broker-dealer Commodity Futures Trading Commission Electronic trading platform Exchange rate Economics Foreign exchange market Financial markets
57	Interim Temporary Final Rule: Extension of Interim Final Temporary Rule on Retail Foreign Exchange Transactions Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2012-07-11 15:53:49 Finance Foreign exchange companies Financial markets Financial services Commodity Futures Trading Commission Broker-dealer Dodd–Frank Wall Street Reform and Consumer Protection Act Futures contract Exchange rate Economics Financial economics Foreign exchange market
58	Microsoft Word - Bylaw1301b_FCMAssessmentFee112210wTSsignature.doc Add to Reading List Source URL: www.nfa.futures.org Language: English - Date: 2010-12-09 11:30:51 Financial system Finance Commodity pool Futures contract National Futures Association Commodity Futures Trading Commission Commodity Exchange Act Commodity broker Commodities market Financial markets Financial economics
59	Financial Crimes Enforcement Network Add to Reading List Source URL: fincen.gov Language: English - Date: 2008-03-12 07:51:53 Financial system Corporate crime U.S. Securities and Exchange Commission Suspicious activity report Commodity Futures Trading Commission Futures contract Broker-dealer Short Bank Secrecy Act Finance Financial economics Financial markets
60	Microsoft Word - Bylaw301_RR _IntNotcForexRegReqs0910wTSsignature.doc Add to Reading List Source URL: www.nfa.futures.org Language: English - Date: 2010-09-30 14:10:46 Business Commodity Pool Operator Commodity Futures Trading Commission National Futures Association Foreign exchange market Commodity pool Commodity trading advisor Commodity broker Commodities market Financial economics Finance

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